With over 20 years of experience in Corporate Securities law, Hays Ellisen helps companies raise capital from investors, including:

  • advice on the form of offered securities (debt/preferred equity/equity),
  • advice on structure, cash-flows and business terms,
  • drafting disclosure and operative documents,
  • filing documents with government agencies, including the SEC, and
  • advice on regulatory issues, pre- and post-offering.

The Corporate Securities practice group of Hays C. Ellisen Law Offices provides legal assistance with the following specific matters:

Public and Private Securities Offerings

  • Private Debt Offerings (Straight Debt/Convertible/Hybrid)
  • Private Reg D Offerings (Angel Investors/Friends & Family)
  • Private Equity and Venture Capital Financing
  • Crowdfunding Offerings
  • Reg A+ “Mini-IPO” Offerings
  • Public Security Offerings

Mergers & Acquisitions

  • Buy-side and sell-side traditional mergers
  • Stock and asset purchases and sales
  • Private-equity sponsored investments and leveraged buyouts
  • Earn-outs and split-ups
  • Restructurings, recapitalizations and workouts
  • Spin-offs and technology transfers